Services

The legal and compliance requirements in financial markets are complex.  It is critical for organizations that participate in these markets to be prepared.  The Global Capital Group Ltd provides regulatory and compliance consulting services to financial services firms including swap dealers, investment banks, futures commission merchants, trading advisers, fund managers and trading firms.  It is led by Eileen T. Flaherty who has more than 30 years of legal risk mitigation and compliance experience in derivatives, securities and other financial markets.  She has successfully held roles as general counsel and global roles in compliance and anti-money laundering. Her most recent position was a two year appointment in Washington DC as the Director of the Division of Swap Dealer and Intermediary Oversight at the Commodity Futures Trading Commission.   


The Global Capital Group Ltd provides:
* Regulatory and Compliance Consulting
* Legal Support
* Compliance Training Programs
* Expert Witness Testimony